Compliance 101 - Introduction to Compliance for New Compliance Officers

This is for Part 1 Only. For series pricing, CLICK HERE.

"Where do I even start?" is a question New Compliance Officers often ask themselves. This program will provide resources and information to help answer that question.

Keeping up with all of the rules, regulations, and laws that affect financial institution operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming. This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier; it can also provide long-term compliance officers with a refresher on regulations and resources.

Topics Will Include:

  • Overview of major compliance issues
  • Issues addressed in credit union bylaws
  • The importance of risk assessments
  • Resources all Compliance Officers need to know about

Who Should Attend?

New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, CEOs.