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Compliance 101 for New Compliance Officers - Part 1

"Where do I even start?" is a question New Compliance Officers often ask themselves. This program will provide resources and information to help answer that question.

OnDemand
Recorded Wednesday,
May 4th, 2022
Presented by Jamin Carlisle
1h 30m total length
$195.00 or 1 Token

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Bank Legal Counsel
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Risk Manager

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"Where do I even start?" is a question New Compliance Officers often ask themselves. This program will provide resources and information to help answer that question.

Keeping up with all of the rules, regulations, and laws that affect financial institution operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming. This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier; it can also provide long-term compliance officers with a refresher on regulations and resources.

Covered Topics

  • Overview of major compliance issues
  • The importance of risk assessments
  • Regulator focus
  • Resources all Compliance Officers need to know about

Who Should Attend

New Compliance Officers, Chief Compliance Officers, Compliance, legal, risk management staff, CEOs.


Jamin Carlisle

Instructor Bio

Jamin Carlisle has almost a decade of experience in banking and credit union compliance as well as the Credit Union Compliance Expert (CUCE) certification. His primary areas of expertise include BSA/AML, vendor management, disaster recovery, and staff training. In addition to in-house credit union compliance experience, he has served on planning committees for consumer awareness and elder abuse conferences and given presentations to local community colleges, high schools, and community groups. Jamin has developed and provided compliance and BSA training for groups as large as 350 people.

Prior to beginning his career in compliance, Jamin completed his BA and MA at The University of Tennessee Knoxville and worked as a graduate lecturer.