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FFIEC BSA/AML Exam Manual for Credit Unions - 4 Part Series

Learn at your desk with your peers! During this four-part study, we will work directly from the FFIEC BSA Exam Manual. Spend time with Deb Crawford this year and become the BSA/AML Exam manual expert at your financial institution. Each section will be two hours of training and you will receive an electronic copy of the manual.

OnDemand
May 9, 2023
May 16, 2023
June 13, 2023
June 20, 2023
Presented by Deborah Crawford
1h 30m total length
$705.00 or 4 Tokens

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • BSA
  • Compliance
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Internal Auditor
  • Senior Management

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Included Webinars

  • FFIEC BSA/AML Exam Manual for Credit Unions - Part 1
  • FFIEC BSA/AML Exam Manual for Credit Unions - Part 2
  • FFIEC BSA/AML Exam Manual for Credit Unions - Part 3
  • FFIEC BSA/AML Exam Manual for Credit Unions - Part 4

Series Details

FFIEC BSA/AML Exam Manual for Credit Unions - Part 1

During this webinar, we will focus on the first section of the exam manual. The study will encompass the risk assessment, compliance program, internal controls, audit, BSA Officer, and training.

  • Risk Assessments
  • Compliance Program
  • Internal controls
  • BSA Officer
  • Training

FFIEC BSA/AML Exam Manual for Credit Unions - Part 2

During this part of the study, we will cover line by line these sections of the FFIEC BSA/AML Exam Manual. You will receive in-depth information on how to know and manage your customers.

  • Assessing Compliance
  • Customer Identification Program
    • Information
    • Document Verification
    • Nondocument Verification
    • Resolving Discrepancies
    • Recordkeeping
    • Reliance on Third parties and Other Financial Institutions
  • Customer Due Diligence
    • Risk rating customers
    • Beneficial Ownership
  • Enhanced Due Diligence
    • MSBs
    • MRBs
    • PEPs
    • NRAs
    • Cash Businesses
    • Third Party Payment Processors

FFIEC BSA/AML Exam Manual for Credit Unions - Part 3

During our study on the reports, we will cover everything in the exam manual related to CTRs and SARs. From national security letters to CTR Exemptions, this is a comprehensive look on what you will be examined over.

  • Suspicious Activity Reporting
  • Alerts
  • Monitoring
  • Model Validation
  • Working with law enforcement
  • Making the decision to file
  • CTRs
  • CTR exemptions
  • Aggregations for CTR purposes

FFIEC BSA/AML Exam Manual for Credit Unions - Part 4

During this webinar, we will cover the recordkeeping requirements and how we work with law enforcement. This area will look at what you will be examined on and the pitfalls of these four areas of the BSA exam.

  • Monetary Instruments Recordkeeping Requirements
  • Funds Transfer Recordkeeping
  • 314 a Process and examination
  • 314 b Sharing information with another financial institution
  • Line-by-line look at the exam manual and what will be examined
  • Studying this section to keep you in compliance with these four big sections
  • Special Measure
  • OFAC Examination Procedures

What You'll Learn

Each webinar in the series will cover specific topics relative to the subject matter.

Who Should Attend

BSA Officers, Staff, Compliance, Audit, and Management will benefit from this course.

Deborah Crawford

Instructor Bio

Deborah Crawford is the President of Gettechnical Inc., a Florida based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 35+ years of combined teaching and banking experience.

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