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Welcome to Banking

Welcome to the exciting world of banking! In this session, we will provide an overview of how financial institutions work, how money moves through the system and how your institution fits into this elaborate network.

Upcoming
Friday, September 26th, 2025
10:00 am - 11:30 am
Presented by Dawn Kincaid
2 CRCM Credits
$299.00 or 1 Token

Includes: Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • General Compliance
  • Board Member
  • Compliance Officer
  • Consumer Lender/Retail Banker
  • Customer Service Representative
  • Teller
  • Training Manager
  • Trainer

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We will discuss the function and responsibilities of each department in your institution, so you can see how your role impacts your fellow employees and your accountholders. In addition, we will touch on how mobile banking and mobile transactions enhance and support the “traditional” products and services offered by financial institutions. We will also detail the role of the Regulatory Agencies, the exam process and why doing your part to comply with regulatory requirements is essential.

What You'll Learn

  • Overview of the financial system
  • Recognize how compliance regulations impact your day-to-day responsibilities
  • Describe traditional consumer and business products and services offered by financial institutions
  • Discuss how current and emerging technologies impact how financial institutions reach their existing and new accountholders
  • Understand the role of the regulatory agencies and exams
  • Realize the importance of ethics and confidentiality

Who Should Attend

This informative session is designed for new hires, including lenders, frontline, branch, and operations staff, as well as compliance officers.


Dawn Kincaid

Instructor Bio

Dawn Kincaid began her banking career while attending The Ohio State University. She has 19 years of experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits, and exams, and presented for numerous state associations.


Continuing Education Credit Information

Welcome to Banking has been approved for 2 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for both Live and OnDemand viewing. For questions on certificates, please email support@oncourselearning.com. Certification holders must report these credits at https://aba.csod.com.