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Compliance for the Board: Meeting Annual Training Requirements

The Board is ultimately responsible for all areas of your compliance program. Therefore, they need to understand basic regulatory requirements and have a thorough understanding of their responsibilities. In addition, we will review hot buttons, and the latest areas of examiner focus your board must be aware of.

Upcoming
Tuesday, June 10th, 2025
10:00 am - 11:30 am
Presented by Dawn Kincaid
2 CRCM Credits
$299.00 or 1 Token

Includes: Live Access, 30 Days OnDemand Playback, Presenter Materials and Handouts

  • BSA
  • Deposit Compliance
  • General Compliance
  • Lending Compliance
  • Bank Secrecy Act Officer/BSA Specialist
  • Board Member
  • Compliance Officer
  • Senior Management
  • Training Manager
  • Trainer

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We will help you understand your regulatory responsibilities and liabilities. We will review the areas of highest risk to you and your institution and discuss which information and reports you need to review periodically to make informed compliance program decisions.

What You'll Learn

  • Compliance Management System: Examiner expectations for your program
  • Fair Lending: Discussion of current issues related to this hot button
  • Bank Secrecy Act: Overview of director responsibilities
  • Identity Theft Program: Key requirements and details you should request from management
  • Consumer Compliance Regulations: Discussion of the key rules that apply to your institution and how the board can maintain appropriate oversight"

Who Should Attend

This session is ideal for directors, senior management, and compliance officers.


Dawn Kincaid

Instructor Bio

Dawn Kincaid began her banking career while attending The Ohio State University. She has 19 years of experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits, and exams, and presented for numerous state associations.


Continuing Education Credit Information

Compliance for the Board: Meeting Annual Training Requirements has been approved for 2 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for both Live and OnDemand viewing. For questions on certificates, please email support@oncourselearning.com. Certification holders must report these credits at https://aba.csod.com.