Did you know that one “simple” transaction-a deposit of some cash and a few checks into a checking account-can be governed by at least seven regulations or Acts? Those serving in the universal banker role are responsible for placing appropriate holds on funds, providing accurate deposit and consumer loan disclosures in a timely manner, and identifying and reporting suspicious activity all while providing outstanding service.
In this informative session we will tailor our review of compliance regulations to the specific requirements and guidelines that effect your role and responsibilities as a universal banker. We will discuss the transactions that you are faced with every day, and why compliance officers are so adamant that you complete each and every field on those regulatory forms.
In addition, you will be provided with helpful tools to use in your daily routine to guide you through regulatory requirements, aid in identifying red flags and assist in answering accountholder questions. Those new to this role as well as those seasoned staff members looking to meet their annual training requirements will not want to miss this comprehensive, fast-paced session!
Who Should Attend
This informative session is designed for Universal Bankers, New Accounts Personnel, Branch Managers, and Compliance Officers.
Continuing Education Credit Information
Compliance for the Universal Banker has been approved for 2.5 CRCM credits. This statement is not an endorsement of this program or its sponsor. Credits are redeemable for Live attendance only. For questions on certificates, please email firstname.lastname@example.org. Certification holders must report these credits at https://aba.csod.com.