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Vendor Due Diligence

An introduction to developing a robust credit union vendor due diligence program.

OnDemand
Recorded Wednesday,
June 8th, 2022
Presented by Kristen Tatlock
1h 30m total length
$279.00 or 1 Token

Includes: 30 Days OnDemand Playback, Presenter Materials and Handouts

  • Compliance
  • Management/Employee Development
  • Risk Management/Legal
  • Bank Secrecy Act Officer/BSA Specialist
  • Branch Manager
  • Compliance Officer
  • Deposit Operations Manager/Specialist
  • Internal Auditor
  • Risk Manager
  • Senior Management

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This webinar will address the different dimensions of a credit union's vendor due diligence program. We will examine how to risk rate individual vendors, including what to look for when evaluating new vendors. Additionally, we will discuss which documents and information points should be obtained on existing vendors and well as how to better understand each of those documents.

What You'll Learn

  • Evaluating vendor risk;
  • Centralizing the credit union's vendor management program;
  • Creating the "bones" of a robust vendor management program; 
  • SOC reports;
  • Vendor contracts;
  • Different areas of risk to consider;
  • Tips and shortcuts for a more efficient program;
  • NCUA guidance and regulatory requirements.

Who Should Attend

This webinar is meant for anyone working directly with their credit union's vendor due diligence program. The webinar does not require pre-existing knowledge of vendor management, but will also include information to enhance the knowledge of more seasoned staff.

Kristen Tatlock

Instructor Bio

Kristen Tatlock is a nationally recognized speaker and compliance consultant with over 35 years of expertise in financial institution compliance. She helps financial institutions navigate a wide range of compliance issues, including advertising rules and regulations, bylaws, social media compliance, Regulation Z, and many others.


Kristen holds certifications in Compliance and the Bank Secrecy Act. She frequently conducts compliance training for national trade organizations, state associations, and individual institutions nationwide. Additionally, she has authored, edited, and revised numerous compliance articles and training modules for national trade associations.

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