Webinars

Many financial institutions appoint a “Reg O and W” Officer to monitor all these activities and assure compliance. This webinar will detail the many requirements of Regs O and W and provide tips to assure effective compliance management practices. We’ll talk about who the insiders and affiliates are and how to manage the many requirements.

During this program, we will update BSA Officers on the new and important issues for BSA in 2023.

This two-hour webinar explains the issues financial institutions face regarding flood insurance and the essentials needed to comply. Participants will receive a detailed manual that serves as a handbook long after the program is completed.

Given the complex and volatile economic and industry environment, the role of the internal auditor is changing and expectations of internal audit by bank examiners, external auditors, management, and stakeholders are increasing. This program will discuss the definition of internal audit and the evolving role of the internal audit function within organizations.

Even though we’ve been living with the TILA-RESPA Integrated Disclosures (TRID) rule for over a decade now (believe it or not), compliance can be frustratingly elusive. The rules are so detailed and prescriptive that 100% accuracy is near impossible. Scrutiny of TRID disclosures is traditionally quite intense, plus when you consider the legal liability of inaccurate disclosure of the many fees, identifying the many hot spots of TRID becomes paramount.

Your financial institution’s most precious asset is its frontline. This program will take a look at training for the teller. What needs to go into the training? What needs to stay out? Who should write the training and procedures and what is the purpose?

Funds transfer fraud causes millions of dollars in losses for businesses and financial institutions every year. In 2023 alone, financial institutions filed over 400,000 Suspicious Activity Reports on incidents of wire fraud and/or suspicious funds transfers. Learn the steps you can take to protect your institution and your account holders!

We will explore the different types of Service Organization Control (SOC) reports provided by vendors and highlight the best items that should be requested from vendors. In addition to what report(s) to ask for, we will explore different SOC report types in detail, to highlight what to look for and why.

The FATCA rules affecting foreign financial institutions also affects US financial institutions and your job as a withholding agent.